by Kevin McBride | Feb 8, 2023
At McBride PC, we focus on performance of a pension or 401(k) plan, rather than fees. We are far more concerned that a plan offers its participants what was promised; that characteristics and risks are understood; and that funds are available when needed on...
by Kevin McBride | Feb 7, 2023
FINRA guidance requires a broker-dealer to assure that retail investors understand the unique characteristics and risks of a complex product recommended by the broker. The fact that a product is “complex” indicates that it presents an additional risk to retail...
by Kevin McBride | Dec 28, 2022
A major focus of this ERISA blog is to highlight the differences between standard pension investments (such as mutual funds) and alternative investments–discussed below. Standard pension investments trade on a public exchange at a publicly-disclosed fair market...
